MTF Market
The MTF market is a non-regulated market, i.e. all conditions
regarding acceptance, access and trading are defined exclusively
by the Stock Exchange. The essential rules for the facility’s
operation are described in Art. 69 - 73 of Act 256/2004 Coll.,
on trading on the capital market. Companies traded on this market
are not subject to the stricter rules defined for companies traded
on regulated markets (such as the clearing of accounts according to
IFRS, the publication of a prospectus (in some cases), or broader
disclosure duties).
The investment instruments accepted on this market must
comply with the conditions stipulated in the Exchange Rules,
Part IV – MTF rules (mtf_rules.pdf).
Acceptance Conditions
The application for the acceptance of investment
instruments is filed by the issuer or an Exchange member
authorized by the issuer. The application must be delivered
in writing and in an electronic format if possible, with
respect to the nature of the documents. The application must
apply to all of the securities and the issue must be
transferrable without restrictions.
The following documents must be submitted to ensure the
successful acceptance of an issue:
- Application for acceptance;
- As regards a private placement, it is necessary to
submit a document comprising basic data about the
investment tool and the issuer’s financial position and
entrepreneurial activities;
- Prospectus of the investment instrument in the event
of a public offer;
- Confirmation from a central depository regarding the
registration of the issue (as regards dematerialised
investment instruments), or 4 templates of the physical
investment instrument (as regards physical - certificated
investment instruments);
- The company’s Articles of Association, if shares or
similar investment instruments are concerned;
- Issue conditions, as regards the issue of bonds or
similar investment instruments.
The application for the acceptance and the fulfilment of
the disclosure duties may be submitted in Czech or English.
Acceptance Procedure
The General Director must decide about the acceptance of
an issue or a tranche within 10 days of the delivery of the
respective application.
Issuer’s Duties
The definition of basic information which the companies
are obliged to provide can be found in Art. 5 of the MTF
Rules.
The information submitted to the Exchange is:
- Annual report;
- All changes regarding rights relating to the traded
investment instrument (e.g. participation in a General
Meeting, a claim for dividend);
- Changes in the volume of issue, par value, form and
ISIN of the investment instrument;
- For bonds and similar investment instruments -
information regarding changes in the interest rate,
premature repayment, meetings of bond holders, and other
important changes arising from the nature of the
investment instruments;
- Information that may lead to a significant change in
the investment instrument rate or the issuer’s ability to
comply with obligations arising from the investment
instruments.
The obligation to disclose information may be fulfilled
in Czech or English. The information which the Stock
Exchange obtains from the issuers as part of compliance with
the disclosure duty will be published (see
About Exchange/PSE
Trading Data).
Fees
Companies with issues traded on the MTF market are
obliged to pay fees to the Stock Exchange in connection with
the acceptance thereof. For detailed information, see
Regulation Governing Fees and the Tariff of Exchange Fees (fees.pdf,
tariff.pdf).
|
The fee (one time) for acceptance of
investment instruments |
CZK 10,000.00 |